Disclosure Information
| Additional information disclosed by a professional participant engaged in brokerage activities | DATE OF INFORMATION DISCLOSURE | RELEVANT PERIOD | ||
|---|---|---|---|---|
| Information on whether the broker has a professional participant's license to carry out brokerage activities, which is not authorized, on the basis of a brokerage service agreement with a client, to take advantage of clients' funds and make transactions with securities and conclude contracts that are derivative financial instruments at the expense of clients without involving another broker (agent) who is a trading participant and a clearing participant (client broker's license) | From 01.01.2026, 22:00 | From 01.01.2026 to 31.12.2026 | ||
| Information about brokers and (or) foreign persons authorized, in accordance with their personal law, to carry out brokerage activities in the securities market with which the broker has concluded a brokerage service agreement** | From 01.01.2026, 22:00 | From 01.01.2026 to 31.12.2026 | ||
| Information about clearing organizations and (or) foreign persons authorized to carry out clearing activities in accordance with their personal law, with whom the broker has concluded contracts for the provision of clearing services to him** | From 01.01.2026, 22:00 | From 01.01.2026 to 31.12.2026 | ||
| Information about Russian trade organizers and (or) foreign exchanges that have allowed brokers to participate in organized trades conducted by a Russian trade organizer (foreign exchange) ** | From 01.01.2026, 22:00 | From 01.01.2026 to 31.12.2026 | ||
| Information about the suspension of the broker's admission to participate in organized auctions conducted by a Russian trade organizer (a foreign exchange) ** | From 01.01.2026, 22:00 | From 01.01.2026 to 31.12.2026 | ||
| Information about the suspension of the broker's access to clearing services by a clearing organization (a foreign person who has the right to carry out clearing activities in accordance with his personal law) ** | From 01.01.2026,22:00 | From 01.01.2026 to 31.12.2026 | ||
| Information about credit institutions and (or) foreign credit institutions in which special brokerage accounts are opened to the broker** | From 01.01.2026, 22:00 | From 01.01.2026 to 31.12.2026 |
* Applicable for documents and information disclosed since 04/01/2024.
** Information is not disclosed based on the Decision of the Board of Directors of the Bank of Russia dated December 09, 2025 "On determining the list of information that non-credit financial organizations may not disclose and the list of information not subject to Disclosure on the Bank of Russia's website", applicable from 01/01/2026 to 31/12/2026 inclusive.
** Information is not disclosed based on the Decision of the Board of Directors of the Bank of Russia dated December 09, 2025 "On determining the list of information that non-credit financial organizations may not disclose and the list of information not subject to Disclosure on the Bank of Russia's website", applicable from 01/01/2026 to 31/12/2026 inclusive.
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